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Compliance Officer Jobs

5 matches | 1 - 5 displayed    1    date  location  job detail Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/ Dec 14,2020 USA-VA-Arlington VP Chief Compliance Officer \n\n\u003cstrong\u003eJob Description\u003c/strong\u003e\n\u003cp\u003e\u003cstrong\u003eJob Summary\u003c/strong\u003e \u003cbr /\u003e\u003cbr /\u003eThe VP, Chief Compliance Officer, is responsible for leading the compliance, privacy and network integrity functions within the Company organization

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