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Compliance Officer Jobs

2 matches | 1 - 2 displayed    1    date  location  job detail Jan 30,2016 USA-NY-New York City Global Chief Compliance Officer- Broker Dealer Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide advisory assistance to sales and trading. Oversight AML/KYC. Upgrade platform (policies, testing/ Sep 14,2020 USA-CT-Hartford Property Casualty Insurance Compliance Officer (Hartford, CT) Salary: Global Property Casualty Insurance Company seeking an experience senior level Compliance professional to oversee and lead US Compliance. Minimum 10-15 years applicable experience is needed. Responsibilities included Data Privacy/Protection, Insurance Regulatory, and Money Laundering oversig

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